Governance
Compliance.
Di Marco Capital is committed to operating with integrity, transparency and respect for the laws and regulations that apply to our business. This page summarises our compliance framework and the standards we apply to client engagements.
Regulatory Status
Di Marco Capital operates as an independent financial intelligence and strategic consulting firm. We do not provide regulated investment, brokerage, custody or insurance services unless explicitly disclosed in a specific engagement agreement.
Conduct and Ethics
Our team is bound by a code of conduct that covers confidentiality, inside information, market abuse, personal account dealing, gifts and entertainment, and anti-bribery. Training is mandatory and refreshed annually.
Data Protection
We process personal data in accordance with applicable privacy laws and our Privacy Policy. Access is restricted to those who need it, and we use technical and organisational measures to protect information.
Disclosures and Conflicts
We disclose material conflicts, business relationships and compensation arrangements where relevant. Our research and advisory outputs are independent of any product distribution or transactional revenue.
Reporting Concerns
Concerns about compliance, ethics or misconduct may be reported through the Contact page or directly to our Compliance Officer. Reports are reviewed confidentially and, where appropriate, investigated.
For specific legal or regulatory questions, please contact us. This page is not a substitute for legal advice.